The Dirac equation

The Dirac equation is what you get when you refuse to compromise on two demands at once: a wave equation must be first order in the time derivative — so that specifying the wavefunction now fixes its whole future and the probability density stays positive — and it must respect Einstein's relation E2=p2c2+m2c4E^2=p^2c^2+m^2c^4, so that its solutions describe genuinely relativistic particles. The Klein–Gordon equation honours the second demand but not the first, and pays for it with a probability density ρ∝E\rho\propto E that turns negative. Dirac's move, in 1928, was to write an energy operator linear in momentum, E^ψ=(α⋅p^+βm)ψ\hat E\psi=(\boldsymbol\alpha\cdot\hat{\mathbf p}+\beta m)\psi, and then ask what the coefficients α\boldsymbol\alpha and β\beta must be for its solutions to also solve Klein–Gordon. The answer is startling. Squaring the operator and matching term by term forces αx2=αy2=αz2=β2=1\alpha_x^2=\alpha_y^2=\alpha_z^2=\beta^2=1 together with anticommutation relations, {αi,αj}=0\{\alpha_i,\alpha_j\}=0 and {αi,β}=0\{\alpha_i,\beta\}=0. Ordinary numbers commute, so none can satisfy these — the coefficients must be matrices, and the smallest that work are 4×44\times4. The wavefunction is therefore not a scalar but a four-component object, the Dirac spinor. That structure is not bookkeeping: reduce the equation to its non-relativistic limit and out fall the electron's spin, its magnetic moment g=2g=2, and the fine structure of hydrogen — none of it put in by hand. Spin and antimatter, grafted onto the Schrödinger theory by hand, are here consequences of insisting quantum mechanics and relativity hold together.

Key takeaways
  • Dirac demanded a wave equation first order in time — curing Klein–Gordon's negative probability density — while still enforcing E2=p2c2+m2c4E^2=p^2c^2+m^2c^4.
  • Requiring the solutions to also satisfy Klein–Gordon forces αi2=β2=1\alpha_i^2=\beta^2=1 and the anticommutation relations {αi,αj}={αi,β}=0\{\alpha_i,\alpha_j\}=\{\alpha_i,\beta\}=0.
  • No numbers anticommute, so α,β\boldsymbol\alpha,\beta must be 4×44\times4 Hermitian, traceless matrices; the wavefunction becomes a four-component Dirac spinor.
  • In covariant form the equation is (iγμ∂μ−m)ψ=0(i\gamma^\mu\partial_\mu-m)\psi=0 with the Clifford algebra {γμ,γν}=2gμν\{\gamma^\mu,\gamma^\nu\}=2g^{\mu\nu} — Griffiths reaches it by factoring pμpμ−m2p^\mu p_\mu-m^2.
  • The probability density is now ρ=ψ†ψ≥0\rho=\psi^\dagger\psi\ge0, positive definite — exactly the flaw Klein–Gordon could not fix.
  • The non-relativistic limit delivers spin-½, the magnetic moment μ=g (e/2m) S\mu=g\,(e/2m)\,\mathbf S with g=2g=2, and hydrogen fine structure, for free.
  • Key idea: forcing a relativistic wave equation to be first order in time and consistent with E2=p2+m2E^2=p^2+m^2 inflates its coefficients into anticommuting 4×44\times4 matrices and its wavefunction into a four-component spinor — spin, the moment g = 2, and antiparticles emerge unbidden.
The core insight

Forcing a relativistic wave equation to be first order in time AND consistent with E2=p2c2+m2c4E^2=p^2c^2+m^2c^4 inflates the coefficients into anticommuting 4×44\times4 matrices, and the wavefunction into a four-component spinor — spin, the electron's magnetic moment g=2g=2, and antiparticles all emerge for free.

Where this lives today

The Dirac equation long ago stopped being only foundational and became a working tool across physics. Its sharpest modern test is still the electron magnetic moment: the 2023 Harvard measurement pins g/2=1.001 159 652 180 59g/2=1.001\,159\,652\,180\,59, and comparing it with the QED prediction — computed to five loops — confirms the Dirac-plus-QED picture to twelve significant figures and yields the most precise value of the fine-structure constant α\alpha. The muon's anomaly is the field's most watched frontier: the Fermilab Muon g-2 experiment measures aμa_\mu to parts per billion, probing whether particles beyond the Standard Model nudge it from theory. In a different direction, the massless Dirac equation describes real materials: the low-energy electrons of graphene behave as two-dimensional massless Dirac fermions, and a whole class of Dirac and Weyl semimetals and topological insulators are classified by the equation's structure — making a 1928 particle-physics equation the daily language of condensed-matter labs. Relativistic quantum chemistry, built on the same equation, even explains why gold is yellow and mercury is liquid.

The physical picture

The whole equation is the resolution of a single tension. You want first order in time, for a clean initial-value problem and a positive probability density; but a first-order operator, squared, must reproduce the relativistic E2=p2c2+m2c4E^2=p^2c^2+m^2c^4, because every physical particle obeys it. Squaring reveals the cross terms vanish only if the coefficients anticommute, and the diagonal terms give p2+m2p^2+m^2 only if their squares are the identity. Numbers cannot do both, so the coefficients inflate into matrices — and counting eigenvalues and traces pins the smallest size at four. The first figure follows that logic from demand to matrices.

Figure
Squaring a first-order operator forces the coefficients to anticommute. Demanding that i∂ₜψ = (α·p̂ + βm)ψ also obey E² = p² + m² gives αᵢ² = β² = 1 with αᵢαⱼ + αⱼαᵢ = 0 and αᵢβ + βαᵢ = 0. No numbers anticommute, so the smallest solution is four 4×4 Hermitian traceless matrices — the Dirac–Pauli set with β = diag(I, −I)
One demand, squared: first order in time AND E² = p² + m² i∂ₜψ = (α·p̂ + βm)ψ first order in space and time square, demand each component obeys E² = p² + m² αₓ² = α_y² = α_z² = β² = 1 αᵢαⱼ + αⱼαᵢ = 0 (i ≠ j) αᵢβ + βαᵢ = 0 the anticommutation relations no numbers anticommute smallest matrices: 4 × 4 Hermitian, traceless, eigenvalues ±1 β = diag(I, −I) αᵢ = offdiag(σᵢ, σᵢ) Dirac–Pauli representation Consequence: ψ has four components — a Dirac spinor, not a scalar and not a four-vector. The physics lives in the algebra; any unitarily equivalent choice of matrices gives identical predictions.

The four components are not idle. Take the equation into its non-relativistic limit — an electron moving slowly in an electromagnetic field — and the four-spinor splits into a large upper pair and a small lower pair; eliminating the small pair leaves the Pauli equation with a magnetic-moment term the Schrödinger theory never had. The coefficient is a pure prediction: the electron's spin gyromagnetic ratio is exactly g=2g=2, twice the classical orbital value. Experiment later found gg differs from 2 by a little over a tenth of a percent, and that tiny gap — the anomalous moment — is the first thing quantum electrodynamics was built to compute. The second figure is that number, the sharpest confrontation between the equation and the laboratory.

Figure
The crown jewel: the Dirac equation predicts the electron gyromagnetic ratio g = 2 exactly, with no free parameter, where the classical orbital value is g = 1. The measured value g = 2.00231930436 sits a hair above 2; the excess, the anomaly aₑ = (g − 2)/2 = 0.00116, is the QED loop correction whose leading term is α/2π = 0.00116
g = 2, exactly — the Dirac equation's most precise prediction 1.0 classical orbital Dirac: g = 2 2.0 (exact, no parameter) measured 2.00231930436 anomaly aₑ = (g − 2)/2 = 0.00116 = α/2π + … (QED loops) Dirac doubles the classical value Spin, and a magnetic moment twice the orbital one, drop out of a purely relativistic argument — no spin was ever assumed.

The core equations

Dirac's starting point is an energy operator linear in the momentum, so the time evolution is first order and the density stays positive. Using natural units ℏ=c=1\hbar=c=1, it is a Schrödinger-like statement with a matrix-valued Hamiltonian.

i∂ψ∂t=H^ψ=(α⋅p^+βm)ψ(1)i\frac{\partial\psi}{\partial t}=\hat H\psi=(\boldsymbol\alpha\cdot\hat{\mathbf p}+\beta m)\psi \qquad (1)

where: ψ\psi — four-component Dirac spinor; α=(αx,αy,αz)\boldsymbol\alpha=(\alpha_x,\alpha_y,\alpha_z) and β\beta — constant 4×44\times4 Hermitian matrices; p^=−i∇\hat{\mathbf p}=-i\nabla — momentum operator; mm — rest mass. Reading it: the Hamiltonian is linear in p^\hat{\mathbf p}, unlike the non-relativistic p^2/2m\hat p^2/2m, and that linearity is the whole point — it makes the time derivative first order. The coefficients are not free. Demanding that each component of ψ\psi also satisfy Klein–Gordon — the algebraic content of E2=p2+m2E^2=p^2+m^2 — squares the operator and fixes the entire algebra of α\boldsymbol\alpha and β\beta.

αi2=β2=1,{αi,αj}=2δij 1,{αi,β}=0(2)\alpha_i^2=\beta^2=\mathbb 1,\qquad \{\alpha_i,\alpha_j\}=2\delta_{ij}\,\mathbb 1,\qquad \{\alpha_i,\beta\}=0 \qquad (2)

where: {A,B}=AB+BA\{A,B\}=AB+BA — the anticommutator; δij\delta_{ij} — Kronecker delta; 1\mathbb 1 — the 4×44\times4 identity. Reading it: the objects square to one but anticommute — the signature of a Clifford algebra, and why α,β\boldsymbol\alpha,\beta cannot be numbers. One convenient realisation is the Dirac–Pauli (standard) representation, written in 2×22\times2 blocks built from the Pauli matrices σi\sigma_i. It is only a choice — the physics resides in equation (2), not in any particular set of matrices.

β=(1200−12),αi=(0σiσi0)(3)\beta=\begin{pmatrix}\mathbb 1_2&0\\[2pt]0&-\mathbb 1_2\end{pmatrix},\qquad \alpha_i=\begin{pmatrix}0&\sigma_i\\[2pt]\sigma_i&0\end{pmatrix} \qquad (3)

where: 12\mathbb 1_2 — the 2×22\times2 identity; σi\sigma_i — Pauli matrices, obeying {σi,σj}=2δij\{\sigma_i,\sigma_j\}=2\delta_{ij}. Reading it: β\beta is diagonal and splits the spinor into upper and lower two-component blocks, while αi\alpha_i is off-diagonal and couples them — the coupling that becomes the "small component" in the non-relativistic limit. Multiplying (1) by β\beta and defining γ0=β\gamma^0=\beta, γi=βαi\gamma^i=\beta\alpha_i recasts everything in manifestly Lorentz-covariant form — the equation as it is almost always written. Griffiths reaches it directly by factoring the mass-shell condition pμpμ−m2p^\mu p_\mu-m^2.

(iγμ∂μ−m)ψ=0,{γμ,γν}=2gμν1(4)(i\gamma^\mu\partial_\mu-m)\psi=0,\qquad \{\gamma^\mu,\gamma^\nu\}=2g^{\mu\nu}\mathbb 1 \qquad (4)

where: γμ=(γ0,γ)\gamma^\mu=(\gamma^0,\boldsymbol\gamma) — the gamma (Dirac) matrices; ∂μ=(∂t,∇)\partial_\mu=(\partial_t,\nabla) — four-gradient; gμν=diag(+1,−1,−1,−1)g^{\mu\nu}=\mathrm{diag}(+1,-1,-1,-1) — Minkowski metric. Reading it: {γμ,γν}=2gμν\{\gamma^\mu,\gamma^\nu\}=2g^{\mu\nu} is the Clifford algebra; it contains all of (2), and every property of Dirac theory follows from it. Because the equation is first order and Hermitian, the conserved four-current is bilinear in ψ\psi and its time component is a sum of squares — positive definite, exactly what Klein–Gordon could not deliver.

jμ=ψˉγμψ,∂μjμ=0,ρ=j0=ψ†ψ≥0(5)j^\mu=\bar\psi\gamma^\mu\psi,\qquad \partial_\mu j^\mu=0,\qquad \rho=j^0=\psi^\dagger\psi\ge0 \qquad (5)

where: ψˉ=ψ†γ0\bar\psi=\psi^\dagger\gamma^0 — the Dirac adjoint; ρ\rho — probability density; j=ψ†αψ\mathbf j=\psi^\dagger\boldsymbol\alpha\psi — probability current. Reading it: ρ=ψ†ψ=∑a∣ψa∣2\rho=\psi^\dagger\psi=\sum_a|\psi_a|^2 can never go negative, so Born's statistical interpretation survives. Finally, minimally coupling to an electromagnetic field and taking the slow-particle limit produces the electron's intrinsic magnetic moment — the equation's most celebrated by-product.

μ=g e2m S,g=2(6)\boldsymbol\mu=g\,\frac{e}{2m}\,\mathbf S,\qquad g=2 \qquad (6)

where: μ\boldsymbol\mu — magnetic moment; ee — elementary charge; S\mathbf S — spin operator (eigenvalues ±12ℏ\pm\tfrac12\hbar); gg — gyromagnetic ratio. Reading it: the Dirac electron is twice as magnetic per unit spin as a classical charge is per unit orbital angular momentum — a number confirmed to twelve figures once QED corrections are added.

Derivation ALinearizing the energy relation forces anticommuting matrices

The goal of this derivation is to show, with nothing assumed beyond "first order in time" and "consistent with special relativity", that the coefficients in Dirac's equation cannot be numbers. We start from the linear ansatz, impose the single physical requirement that every solution also solve the Klein–Gordon equation — the operator statement of E2=p2+m2E^2=p^2+m^2 — square the Dirac operator, and read off what α\boldsymbol\alpha and β\beta must satisfy. The anticommutation relations that fall out are the entire origin of the spinor structure.

Step 1. Write the most general Hamiltonian linear in momentum: H^=α⋅p^+βm\hat H=\boldsymbol\alpha\cdot\hat{\mathbf p}+\beta m, with as-yet-unknown constant coefficients αi\alpha_i and β\beta, so that i∂tψ=H^ψi\partial_t\psi=\hat H\psi. Why: linearity in p^\hat{\mathbf p} is the one structural choice that makes the equation first order in time and hence gives a positive, single-particle probability density.

Step 2. Apply i∂ti\partial_t once more, i.e. act with H^\hat H twice: −∂t2ψ=H^2ψ=(αip^i+βm)(αjp^j+βm)ψ-\partial_t^2\psi=\hat H^2\psi=(\alpha_i\hat p_i+\beta m)(\alpha_j\hat p_j+\beta m)\psi. Expanding and grouping gives H^2=αiαjp^ip^j+m(αiβ+βαi)p^i+β2m2\hat H^2=\alpha_i\alpha_j\hat p_i\hat p_j+m(\alpha_i\beta+\beta\alpha_i)\hat p_i+\beta^2m^2. Why: squaring is exactly how the first-order equation must reproduce the relativistic mass-shell relation; whatever the coefficients are, H^2\hat H^2 has to collapse to p^2+m2\hat{\mathbf p}^2+m^2.

Step 3. Because p^ip^j\hat p_i\hat p_j is symmetric in i,ji,j, only the symmetric part of αiαj\alpha_i\alpha_j survives the first sum: αiαjp^ip^j=12{αi,αj}p^ip^j\alpha_i\alpha_j\hat p_i\hat p_j=\tfrac12\{\alpha_i,\alpha_j\}\hat p_i\hat p_j. Matching H^2ψ=(p^2+m2)ψ\hat H^2\psi=(\hat{\mathbf p}^2+m^2)\psi term by term then demands 12{αi,αj}=δij\tfrac12\{\alpha_i,\alpha_j\}=\delta_{ij}, {αi,β}=0\{\alpha_i,\beta\}=0, and β2=1\beta^2=\mathbb 1. Why: the cross term ∝p^i\propto\hat p_i must vanish (there is no such term in p2+m2p^2+m^2), which is only possible if αi\alpha_i and β\beta anticommute — the decisive step.

Step 4. The relations αi2=β2=1\alpha_i^2=\beta^2=\mathbb 1 with αiβ=−βαi\alpha_i\beta=-\beta\alpha_i and αiαj=−αjαi\alpha_i\alpha_j=-\alpha_j\alpha_i cannot hold for scalars, since two numbers always commute. They can hold for matrices, and the objects that satisfy them are the generators of a Clifford algebra. Why: this is the punchline — relativity plus a first-order equation forces the wavefunction's coefficients to be matrices, and therefore forces ψ\psi to have several components. *Verified: H^2=p^2+m2\hat H^2=\hat{\mathbf p}^2+m^2 requires {αi,αj}=2δij\{\alpha_i,\alpha_j\}=2\delta_{ij}, {αi,β}=0\{\alpha_i,\beta\}=0, β2=1\beta^2=\mathbb 1; scalars cannot satisfy anticommutation, so αi,β\alpha_i,\beta are matrices.*

Go deeper · Derivation B · 2 minWhy the matrices must be four by four
Derivation BWhy the matrices must be four by four

The aim here is to nail the size of the matrices — to prove the smallest ones satisfying Dirac's algebra are 4×44\times4, so the Dirac spinor has exactly four components, no fewer. We use four short arguments: Hermiticity for real energies, the eigenvalue argument, the trace argument, and the fact that only three mutually anticommuting 2×22\times2 matrices exist. Together they exclude every dimension below four.

Step 1. For the energy eigenvalues to be real, H^=α⋅p^+βm\hat H=\boldsymbol\alpha\cdot\hat{\mathbf p}+\beta m must be Hermitian, so each αi\alpha_i and β\beta is Hermitian. Combined with αi2=β2=1\alpha_i^2=\beta^2=\mathbb 1, this forces every eigenvalue to be real and to square to one — hence each is +1+1 or −1-1. Why: real observable energies are non-negotiable, and they pin the spectrum of the coefficient matrices to ±1\pm1.

Step 2. Show the matrices are traceless. From {αi,β}=0\{\alpha_i,\beta\}=0 we have αi=−βαiβ−1\alpha_i=-\beta\alpha_i\beta^{-1}, so using the cyclic property of the trace, Tr αi=−Tr(βαiβ−1)=−Tr αi\mathrm{Tr}\,\alpha_i=-\mathrm{Tr}(\beta\alpha_i\beta^{-1})=-\mathrm{Tr}\,\alpha_i, giving Tr αi=0\mathrm{Tr}\,\alpha_i=0; the same argument with αi2=1\alpha_i^2=\mathbb 1 gives Tr β=0\mathrm{Tr}\,\beta=0. Why: a vanishing trace plus eigenvalues ±1\pm1 means there must be equal numbers of +1+1 and −1-1 eigenvalues, so the dimension is even.

Step 3. Rule out dimension two. A 2×22\times2 Hermitian traceless matrix space is spanned by the three Pauli matrices, and any two distinct Pauli matrices already anticommute — but there are only three of them, while Dirac's algebra needs four mutually anticommuting matrices (αx,αy,αz,β\alpha_x,\alpha_y,\alpha_z,\beta). Three slots cannot hold four objects, so 2×22\times2 is impossible; dimension zero and the odd dimensions are excluded by Steps 1–2. Why: the count "four anticommuting matrices" against "only three available at 2×22\times2" is precisely what pushes the size up.

Step 4. Dimension four works. The Dirac–Pauli set β=diag(12,−12)\beta=\mathrm{diag}(\mathbb 1_2,-\mathbb 1_2), αi=(0σiσi0)\alpha_i=\left(\begin{smallmatrix}0&\sigma_i\\\sigma_i&0\end{smallmatrix}\right) is Hermitian, traceless, squares to 1\mathbb 1, and satisfies every anticommutator — an explicit existence proof. Hence the smallest spinor has four components. Why: four is both necessary (Steps 1–3) and sufficient (this explicit construction), so the Dirac spinor is four-dimensional and no smaller theory exists. *Verified: Hermiticity ⟹ eigenvalues ±1\pm1; Tr αi=Tr β=0\mathrm{Tr}\,\alpha_i=\mathrm{Tr}\,\beta=0 ⟹ even dimension; only three anticommuting 2×22\times2 matrices exist ⟹ dimension >2>2; Dirac–Pauli set realises the algebra at 4×44\times4.*

Go deeper · Derivation C · 1 minThe non-relativistic limit gives spin and a magnetic moment with g = 2
Derivation CThe non-relativistic limit gives spin and a magnetic moment with g = 2

This derivation extracts the single result that convinced physicists the four components were physical, not formal: coupling the Dirac equation to a magnetic field and letting the electron move slowly reproduces the Pauli equation and fixes the electron's spin gyromagnetic ratio at exactly g=2g=2, with no adjustable parameter. We minimally couple, split the spinor into upper and lower blocks, eliminate the small block, and identify the magnetic-moment term. Nowhere is spin assumed — it is output.

Step 1. Minimally couple by p^→π=p^−eA\hat{\mathbf p}\to\boldsymbol\pi=\hat{\mathbf p}-e\mathbf A, and write the four-spinor in the Dirac–Pauli basis as an upper block φ\varphi and lower block χ\chi. Subtracting the rest energy mm and working to leading order in v/cv/c, the coupled equations read (σ⋅π)χ=(ENR−eϕ)φ(\boldsymbol\sigma\cdot\boldsymbol\pi)\chi=(E_{\rm NR}-e\phi)\varphi and (σ⋅π)φ≈2mχ(\boldsymbol\sigma\cdot\boldsymbol\pi)\varphi\approx2m\chi. Why: the off-diagonal αi\alpha_i ties φ\varphi to χ\chi, and in the slow limit χ\chi is smaller than φ\varphi by ∼v/c\sim v/c — the "small component".

Step 2. Solve the second equation for the small component, χ≈(σ⋅π)φ/2m\chi\approx(\boldsymbol\sigma\cdot\boldsymbol\pi)\varphi/2m, and substitute into the first to get a closed equation for φ\varphi alone: (σ⋅π)22mφ+eϕ φ=ENRφ\dfrac{(\boldsymbol\sigma\cdot\boldsymbol\pi)^2}{2m}\varphi+e\phi\,\varphi=E_{\rm NR}\varphi. Why: eliminating χ\chi collapses the four-component equation to a two-component one — the natural home of a spin-½ wavefunction.

Step 3. Reduce the operator (σ⋅π)2(\boldsymbol\sigma\cdot\boldsymbol\pi)^2 with the Pauli identity (σ⋅a)(σ⋅b)=a⋅b+iσ⋅(a×b)(\boldsymbol\sigma\cdot\mathbf a)(\boldsymbol\sigma\cdot\mathbf b)=\mathbf a\cdot\mathbf b+i\boldsymbol\sigma\cdot(\mathbf a\times\mathbf b). Because π×π=−ie B\boldsymbol\pi\times\boldsymbol\pi=-ie\,\mathbf B (the momenta fail to commute through A\mathbf A), this gives (σ⋅π)2=π2−e σ⋅B(\boldsymbol\sigma\cdot\boldsymbol\pi)^2=\boldsymbol\pi^2-e\,\boldsymbol\sigma\cdot\mathbf B. Why: the cross-product term is the entire origin of the spin–field coupling; it appears only because π\boldsymbol\pi is a gauge-covariant momentum, not because spin was inserted.

Step 4. The equation for φ\varphi becomes the Pauli equation [π22m−e2mσ⋅B+eϕ]φ=ENRφ\left[\dfrac{\boldsymbol\pi^2}{2m}-\dfrac{e}{2m}\boldsymbol\sigma\cdot\mathbf B+e\phi\right]\varphi=E_{\rm NR}\varphi. Writing the spin operator S=12σ\mathbf S=\tfrac12\boldsymbol\sigma, the field term is −μ⋅B-\boldsymbol\mu\cdot\mathbf B with μ=(e/m)S=g (e/2m)S\boldsymbol\mu=(e/m)\mathbf S=g\,(e/2m)\mathbf S and g=2g=2. Why: comparing coefficients reads off g=2g=2 directly — twice the classical orbital value g=1g=1 — which is the Dirac equation's signature triumph and the launch point for the QED anomaly. *Verified: elimination of the small component yields the Pauli equation; (σ⋅π)2=π2−eσ⋅B(\boldsymbol\sigma\cdot\boldsymbol\pi)^2=\boldsymbol\pi^2-e\boldsymbol\sigma\cdot\mathbf B; magnetic term −e2mσ⋅B-\tfrac{e}{2m}\boldsymbol\sigma\cdot\mathbf B gives g=2g=2 with no free parameter.*

Limiting cases

CaseResultMeaning
Rest frame (p=0\mathbf p=0)H^=βm\hat H=\beta m, energies ±m\pm mspinor splits into upper (E = +m) and lower (E = −m) blocks — particle and antiparticle at rest
Free particlefour plane waves, E=±p2+m2E=\pm\sqrt{p^2+m^2}two spin states at each energy sign; the negative root is the seed of antimatter
Non-relativistic (p≪mp\ll m)Pauli equation, g=2g=2spin, the magnetic moment, spin–orbit and Darwin terms emerge; ordinary spin-½ QM recovered
Massless (m→0m\to0)decouples into two Weyl equationsleft- and right-handed two-component fields; chirality becomes exact, relevant to neutrinos
Minimal EM couplinghydrogen fine structureexact relativistic levels EnjE_{nj}, correct to order α2\alpha^2, matching the observed fine structure

Worked examples

1 · The electron's magnetic moment from g = 2 (fully worked)

The Dirac equation predicts an electron spin magnetic moment μ=g (e/2me) S\boldsymbol\mu=g\,(e/2m_e)\,\mathbf S with g=2g=2. Compute the size of one Bohr magneton, give the predicted zz-component of the electron's spin moment, and compare with the measured gg to extract the anomaly.

Step 1. The natural unit of magnetic moment is the Bohr magneton μB=eℏ/2me\mu_B=e\hbar/2m_e. Insert e=1.602×10−19 Ce=1.602\times10^{-19}\ \mathrm C, ℏ=1.055×10−34 J s\hbar=1.055\times10^{-34}\ \mathrm{J\,s}, me=9.109×10−31 kgm_e=9.109\times10^{-31}\ \mathrm{kg}: μB=(1.602×10−19)(1.055×10−34)/(2×9.109×10−31)=9.274×10−24 J/T\mu_B=(1.602\times10^{-19})(1.055\times10^{-34})/(2\times9.109\times10^{-31})=\mathbf{9.274\times10^{-24}\ J/T}.

Step 2. With Sz=±12ℏS_z=\pm\tfrac12\hbar and g=2g=2, the moment's zz-component is μz=g (e/2me) Sz=2⋅(e/2me)⋅(12ℏ)=eℏ/2me=μB\mu_z=g\,(e/2m_e)\,S_z=2\cdot(e/2m_e)\cdot(\tfrac12\hbar)=e\hbar/2m_e=\mu_B. So the Dirac electron carries a spin moment of exactly one Bohr magneton, 9.274×10−24 J/T9.274\times10^{-24}\ \mathrm{J/T} — twice what a naive "spinning charge" model gives.

Step 3. Experiment finds g=2.00231930436g=2.00231930436, not exactly 2. The fractional excess is the anomaly ae=(g−2)/2=(0.00231930436)/2=0.00115965a_e=(g-2)/2=(0.00231930436)/2=\mathbf{0.00115965}. It is small — about one part in a thousand — but nonzero, and the Dirac equation alone cannot produce it.

Step 4. Quantum electrodynamics supplies the anomaly through loop corrections; the leading (Schwinger) term ae=α/2π=(1/137.036)/(2π)=0.00116a_e=\alpha/2\pi=(1/137.036)/(2\pi)=\mathbf{0.00116} matches the measured excess to three figures on the first term alone. The Dirac value g=2g=2 is exact at tree level; μz=μB=9.274×10−24\mu_z=\mu_B=9.274\times10^{-24} J/T; the residual anomaly ae≈0.00116a_e\approx0.00116 is pure QED.

2 · Verifying the Dirac–Pauli matrices satisfy the algebra (fully worked)

Confirm that the standard matrices β=diag(12,−12)\beta=\mathrm{diag}(\mathbb 1_2,-\mathbb 1_2) and αi=(0σiσi0)\alpha_i=\left(\begin{smallmatrix}0&\sigma_i\\\sigma_i&0\end{smallmatrix}\right) obey β2=1\beta^2=\mathbb 1, αi2=1\alpha_i^2=\mathbb 1, {αi,β}=0\{\alpha_i,\beta\}=0, and {αi,αj}=2δij\{\alpha_i,\alpha_j\}=2\delta_{ij}, and check they are traceless.

Step 1. Square β\beta: β2=diag(12,−12) diag(12,−12)=diag(12,12)=14\beta^2=\mathrm{diag}(\mathbb 1_2,-\mathbb 1_2)\,\mathrm{diag}(\mathbb 1_2,-\mathbb 1_2)=\mathrm{diag}(\mathbb 1_2,\mathbb 1_2)=\mathbb 1_4. ✓ Square αi\alpha_i: block multiplication gives αi2=(σi200σi2)\alpha_i^2=\left(\begin{smallmatrix}\sigma_i^2&0\\0&\sigma_i^2\end{smallmatrix}\right), and since σi2=12\sigma_i^2=\mathbb 1_2, this is 14\mathbb 1_4. ✓

Step 2. Anticommute αi\alpha_i with β\beta. Compute αiβ=(0σiσi0)(100−1)=(0−σiσi0)\alpha_i\beta=\left(\begin{smallmatrix}0&\sigma_i\\\sigma_i&0\end{smallmatrix}\right)\left(\begin{smallmatrix}\mathbb 1&0\\0&-\mathbb 1\end{smallmatrix}\right)=\left(\begin{smallmatrix}0&-\sigma_i\\\sigma_i&0\end{smallmatrix}\right) and βαi=(0σi−σi0)\beta\alpha_i=\left(\begin{smallmatrix}0&\sigma_i\\-\sigma_i&0\end{smallmatrix}\right). Their sum is the zero matrix, so {αi,β}=0\{\alpha_i,\beta\}=0. ✓

Step 3. Anticommute αi\alpha_i with αj\alpha_j. Block multiplication gives αiαj=(σiσj00σiσj)\alpha_i\alpha_j=\left(\begin{smallmatrix}\sigma_i\sigma_j&0\\0&\sigma_i\sigma_j\end{smallmatrix}\right), so {αi,αj}=diag({σi,σj},{σi,σj})\{\alpha_i,\alpha_j\}=\mathrm{diag}(\{\sigma_i,\sigma_j\},\{\sigma_i,\sigma_j\}). Using the Pauli relation {σi,σj}=2δij12\{\sigma_i,\sigma_j\}=2\delta_{ij}\mathbb 1_2, this equals 2δij142\delta_{ij}\mathbb 1_4. ✓ The Dirac algebra reduces entirely to the Pauli algebra of the blocks.

Step 4. Traces: Tr β=Tr 12−Tr 12=2−2=0\mathrm{Tr}\,\beta=\mathrm{Tr}\,\mathbb 1_2-\mathrm{Tr}\,\mathbb 1_2=2-2=0, and αi\alpha_i has only off-diagonal blocks, so Tr αi=0\mathrm{Tr}\,\alpha_i=0. Both are Hermitian (β\beta is real diagonal; αi\alpha_i is Hermitian because σi\sigma_i is). All four defining relations hold, both matrices are Hermitian and traceless, confirming the Dirac–Pauli set is a valid 4×44\times4 realisation of Dirac's algebra.

Physics of the portrait

The Dirac equation is the rarest of things — a piece of physics a single mind produced almost whole, from an aesthetic demand rather than a puzzle in the data. Its author trusted the mathematics so completely that he accepted its every consequence, including ones he could not yet explain.

Origins · 1 minPaul Dirac and how this was discovered
PD
Paul Dirac
1902–1984 · relativistic quantum mechanics and the equation of the electron

Paul Adrien Maurice Dirac trained as an electrical engineer in Bristol before turning to mathematics and physics at Cambridge, and he brought an engineer's economy and a mathematician's faith in beauty to everything he did. Famously reticent — colleagues joked that a "dirac" was one word per hour — he worked alone and thought in equations. In 1928, dissatisfied with the Klein–Gordon equation's negative probability density, he sought a relativistic wave equation first order in time. The demand that its solutions still obey E2=p2c2+m2c4E^2=p^2c^2+m^2c^4 led him, by an argument he called almost forced, to coefficients that had to be 4×44\times4 matrices and a four-component wavefunction. The equation immediately paid dividends he had not sought: the electron's spin and magnetic moment g=2g=2 came out automatically, and the hydrogen fine structure emerged to the right order. It also carried negative-energy solutions he could not discard, interpreted through his "hole theory" and, in 1931, as a new particle of the same mass and opposite charge — the positron, found by Anderson the next year. Dirac shared the 1933 Nobel Prize with Schrödinger. His conviction that "it is more important to have beauty in one's equations than to have them fit experiment" was here spectacularly vindicated: an equation demanded by consistency alone contained spin, antimatter, and the most precisely tested prediction in physics.

History
1926
— Schrödinger and, independently, Klein and Gordon write the relativistic scalar wave equation, plagued by negative probabilities
1927
— Pauli introduces spin into quantum mechanics by hand, with two-component spinors and the σ matrices
1928
— Dirac publishes the first-order relativistic equation of the electron; spin and g = 2 emerge automatically
1928
— the equation's hydrogen spectrum reproduces the fine structure to order α²
1931
— Dirac interprets the negative-energy solutions and predicts the anti-electron
1947
— Kusch and Foley measure g slightly above 2, and Schwinger computes the anomaly α/2π

Going further

Texts. Thomson, Modern Particle Physics, §4.1–4.4 (the Dirac equation, its solutions, and antiparticles) · Griffiths, Introduction to Elementary Particles, 2nd ed., §7.1 (the Dirac equation by factorization) · Halzen & Martin, Quarks and Leptons, Ch. 5 (the Dirac equation and its non-relativistic limit) · Peskin & Schroeder, An Introduction to Quantum Field Theory, §3.2–3.4 (the Dirac field and its algebra) · Schwartz, Quantum Field Theory and the Standard Model, Ch. 10–11 (spinors and the Dirac equation).

Provenance. The negative-probability failure of the scalar theory and the relation E2=p2+m2E^2=p^2+m^2 are recalled by name from aq-pp-klein-gordon-equation; the plane-wave spinors, spin content, antiparticle interpretation, and covariant bilinears are developed in the articles this one leads to. A verifier should confirm: (1) squaring H^=α⋅p^+βm\hat H=\boldsymbol\alpha\cdot\hat{\mathbf p}+\beta m and matching to p2+m2p^2+m^2 gives {αi,αj}=2δij\{\alpha_i,\alpha_j\}=2\delta_{ij}, {αi,β}=0\{\alpha_i,\beta\}=0, β2=1\beta^2=\mathbb 1; (2) Hermiticity, tracelessness, and the count of anticommuting matrices force dimension four; (3) the Dirac–Pauli matrices satisfy the algebra and are traceless; (4) the non-relativistic limit gives (σ⋅π)2=π2−eσ⋅B(\boldsymbol\sigma\cdot\boldsymbol\pi)^2=\boldsymbol\pi^2-e\boldsymbol\sigma\cdot\mathbf B and hence g=2g=2; (5) numeric anchors μB=9.274×10−24\mu_B=9.274\times10^{-24} J/T, gmeas=2.00231930436g_{\rm meas}=2.00231930436, ae=(g−2)/2≈0.00116=α/2πa_e=(g-2)/2\approx0.00116=\alpha/2\pi.

Prerequisites. The Klein–Gordon Equation. Leads to. Solutions of the Dirac Equation · Spin from the Dirac Equation · Antiparticles · Covariant Form and Bilinear Covariants.

Ask the tutor: Ask me to square the Dirac operator and watch the anticommutation relations appear, or to walk through the non-relativistic limit that hands you spin and g = 2.

Why did Dirac insist on an equation first order in time?

Because being second order in time is what wrecked the Klein–Gordon equation as a single-particle theory. A second-order equation needs both ψ\psi and ψ˙\dot\psi as initial data, and its conserved density ρ∝E\rho\propto E is proportional to energy — so for negative-energy solutions it goes negative, and a negative probability is meaningless. A first-order equation, like Schrödinger's, has ψ\psi now determine its whole future, and its density ρ=ψ†ψ\rho=\psi^\dagger\psi is a sum of squares, never negative. Dirac wanted Born's statistical interpretation intact, and first order in time is what makes that possible. The price — matrices and multiple components — turned out to be a bargain.

Are the α and β matrices unique?

No, and this matters. Only the algebra they satisfy — αi2=β2=1\alpha_i^2=\beta^2=\mathbb 1, {αi,αj}=2δij\{\alpha_i,\alpha_j\}=2\delta_{ij}, {αi,β}=0\{\alpha_i,\beta\}=0 — is fixed by the physics. Any unitary change of basis αi→UαiU−1\alpha_i\to U\alpha_iU^{-1}, β→UβU−1\beta\to U\beta U^{-1} gives a different-looking set obeying the same relations and identical predictions for every observable. The Dirac–Pauli representation is convenient for the non-relativistic limit because β\beta is diagonal; the Weyl (chiral) representation diagonalises γ5\gamma^5 and suits massless problems; the Majorana representation makes the matrices purely imaginary. Choosing a representation is like choosing coordinates — convenience, never physics.

How does spin appear if it was never put into the equation?

It falls out of the four-component structure the moment you couple the equation to a magnetic field. Reducing the Dirac equation to its non-relativistic limit yields the Pauli equation — the Schrödinger equation for a two-component spinor — with a term −e2mσ⋅B-\tfrac{e}{2m}\boldsymbol\sigma\cdot\mathbf B that couples the electron's intrinsic angular momentum S=12σ\mathbf S=\tfrac12\boldsymbol\sigma to the field. Identifying it as −μ⋅B-\boldsymbol\mu\cdot\mathbf B gives μ=g (e/2m)S\boldsymbol\mu=g\,(e/2m)\mathbf S with g=2g=2. Pauli had inserted spin and its two-valued wavefunction by hand; Dirac's equation derives it, with the correct gyromagnetic ratio, from relativistic invariance alone. That spin is a consequence of relativity, not an add-on, is one of the deepest lessons of the equation.

Is a Dirac spinor the same as a four-vector, since both have four components?

No — this is the most common trap. A four-vector like (ct,x)(ct,\mathbf x) transforms under a Lorentz transformation Λ\Lambda by the vector rule x′μ=Λμνxνx'^\mu=\Lambda^\mu{}_\nu x^\nu. A Dirac spinor transforms by a different matrix, ψ′(x′)=S(Λ)ψ(x)\psi'(x')=S(\Lambda)\psi(x), where S(Λ)S(\Lambda) is built from the gamma matrices and is not equal to Λ\Lambda. The clearest sign: under a full 2π2\pi rotation a four-vector returns to itself while a spinor changes sign, returning only after 4π4\pi — the defining property of spin-½ objects. So the four components of ψ\psi form a bi-spinor, a genuinely new representation of the Lorentz group, not four scalars and not a four-vector.

What is the difference between the α, β matrices and the γ matrices?

They are two ways of writing the same content. The α,β\boldsymbol\alpha,\beta set appears in the Hamiltonian form i∂tψ=(α⋅p^+βm)ψi\partial_t\psi=(\boldsymbol\alpha\cdot\hat{\mathbf p}+\beta m)\psi, which singles out time and is handy for the positive density ψ†ψ\psi^\dagger\psi and the non-relativistic limit. The γμ\gamma^\mu set appears in the covariant form (iγμ∂μ−m)ψ=0(i\gamma^\mu\partial_\mu-m)\psi=0, which treats space and time alike and makes Lorentz invariance manifest. They are related by γ0=β\gamma^0=\beta, γi=βαi\gamma^i=\beta\alpha_i, and the anticommutators {αi,αj}=2δij\{\alpha_i,\alpha_j\}=2\delta_{ij}, {αi,β}=0\{\alpha_i,\beta\}=0, β2=1\beta^2=\mathbb 1 are equivalent to the single Clifford relation {γμ,γν}=2gμν\{\gamma^\mu,\gamma^\nu\}=2g^{\mu\nu}. Use α,β\alpha,\beta for the energy picture, γμ\gamma^\mu for covariant calculations.

Does the Dirac equation still have negative-energy solutions like Klein–Gordon?

Yes — linearizing fixed the probability-density problem but not the energy spectrum. Squaring the Dirac operator returns each component to the Klein–Gordon form, so the plane-wave energies are still E=±p2+m2E=\pm\sqrt{p^2+m^2}, both signs present, with two spin states at each sign — four solutions per momentum. What changed is the interpretation: the density ψ†ψ\psi^\dagger\psi is now positive for all four, so there is no negative-probability disaster, and the negative-energy solutions read physically as antiparticles — Dirac's holes, later the Feynman–Stückelberg antiparticle, finally the creation operator of quantum field theory. The negative energies are not a defect to remove; they are the equation telling you antimatter must exist.

Before this

Where this leads