Preparation of Aldehydes and Ketones

A carbonyl group, C=O\text{C=O}, sits at exactly the midpoint of the oxidation ladder that starts at an alcohol and ends at a carboxylic acid. Push a primary alcohol one notch and you get an aldehyde; push it two notches and you get an acid — the entire art of preparing aldehydes and ketones is knowing how to stop the reaction cleanly at that middle rung, or how to build the carbonyl directly by some other route altogether. CBSE Class 12 expects six named methods: mild oxidation and dehydrogenation of alcohols, Rosenmund reduction of acid chlorides, DIBAL-H reduction and Grignard addition to nitriles, controlled Grignard addition to esters, and Friedel-Crafts acylation for aromatic ketones. Each method exists because a "stronger" or more obvious route would either over-react or fail outright. This article works through why each stopping trick works, then drills the two questions examiners ask most: which oxidant to pick, and how to build an aryl ketone.

The core insight

Aldehydes and ketones are made either by oxidising or dehydrogenating alcohols under conditions mild enough to stop exactly at the carbonyl stage, or by reducing/adding to a more oxidised carbon (acid chloride, nitrile, ester, arene) just far enough to reach it and no further.

The core idea

1. Oxidation of alcohols — the main route. A primary alcohol has two hydrogens available for removal at its oxidation-bearing carbon: one on the −OH-\text{OH} and one on the α\alpha-carbon. Removing both gives an aldehyde, which still has one α\alpha-hydrogen left and can be oxidised again to a carboxylic acid. A secondary alcohol has only one α\alpha-hydrogen to begin with, so removing it gives a ketone with no hydrogen left on that carbon — oxidation simply cannot continue. This is why ketones are "safe" from over-oxidation but aldehydes are not.

R–CH2OH→PCCR–CHOR2CH–OH→[O]R2C=O\text{R–CH}_2\text{OH} \xrightarrow{\text{PCC}} \text{R–CHO} \qquad \text{R}_2\text{CH–OH} \xrightarrow{[\text{O}]} \text{R}_2\text{C=O}

where: PCC\text{PCC} is pyridinium chlorochromate, a mild, non-aqueous oxidant that supplies exactly enough oxidising power to remove two hydrogens and no more; [O][\text{O}] denotes any oxidant (mild or strong) since a secondary alcohol cannot over-oxidise regardless of strength.

2. Dehydrogenation over hot copper. Passing alcohol vapour over copper at 573 K573\ \text{K} pulls off H2\text{H}_2 directly (no oxidant needed): primary alcohols give aldehydes, secondary give ketones. Tertiary alcohols have no α\alpha-hydrogen at all, so instead of dehydrogenating they dehydrate to an alkene under the same conditions — a fact examiners like to test as a trap.

3. From acid chlorides — Rosenmund reduction. An acid chloride is already one oxidation level above the aldehyde, so this is a controlled reduction rather than an oxidation.

R–COCl→Pd/BaSO4H2R–CHO+HCl\text{R–COCl} \xrightarrow[\text{Pd/BaSO}_4]{\text{H}_2} \text{R–CHO} + \text{HCl}

where: Pd/BaSO4\text{Pd/BaSO}_4 is palladium metal whose catalytic surface is partially "poisoned" by precipitated BaSO4\text{BaSO}_4 — this deliberately weakens the catalyst just enough that it can add one H2\text{H}_2 (acid chloride to aldehyde) but not a second (aldehyde to alcohol).

4. From nitriles and esters. DIBAL-H\text{DIBAL-H} reduces a nitrile part-way, and hydrolysis of the resulting imine intermediate gives an aldehyde; a Grignard reagent adds once to a nitrile and hydrolysis of the imine salt gives a ketone. An ester reacts with two equivalents of Grignard reagent — the first addition displaces the alkoxide to give a ketone intermediate, which is more electrophilic and reacts with the second equivalent — so in practice esters go straight to a tertiary alcohol unless the Grignard is limited; the ketone stage is the syllabus's simplified teaching picture.

5. Friedel-Crafts acylation — the only route to an aromatic ketone.

C6H6+CH3COCl→AlCl3C6H5COCH3+HCl\text{C}_6\text{H}_6 + \text{CH}_3\text{COCl} \xrightarrow{\text{AlCl}_3} \text{C}_6\text{H}_5\text{COCH}_3 + \text{HCl}

where: anhydrous AlCl3\text{AlCl}_3 is a Lewis acid catalyst that pulls Cl−\text{Cl}^- off the acid chloride to generate the electrophilic acylium ion CH3CO+\text{CH}_3\text{CO}^+, which the benzene ring attacks.

Figure
The oxidation ladder from alcohol to carbonyl to acid showing where each named method intervenes
Oxidation ladder: where each method stops 1° alcohol R-CH2OH PCC (mild) R-CHO aldehyde strong KMnO4 (avoid) R-COOH (acid) 2° alcohol R2CH-OH any oxidant R2C=O ketone no alpha-H left — dead end, cannot over-oxidise Acid chloride, Pd/BaSO4, H2 gives aldehyde (Rosenmund); benzene + CH3COCl, AlCl3 gives aryl ketone (Friedel-Crafts acylation)

Why it works

Every named method in this topic is a control problem: how do you park a reaction exactly at the carbonyl oxidation state, when the "obvious" reagent would either overshoot (past the aldehyde to the acid) or undershoot (stop before losing enough hydrogen)? Three separate control tricks solve this, and CBSE tests all three.

Trick one — pick a reagent that runs out of oxidising power at the right point. PCC removes exactly two hydrogens (the O–H\text{O–H} and one α–H\alpha\text{–H}) and forms C=O\text{C=O}; it has no mechanism to insert a further oxygen atom into the aldehyde, so it simply cannot make the acid. Strong aqueous oxidants such as acidic KMnO4\text{KMnO}_4 or K2Cr2O7\text{K}_2\text{Cr}_2\text{O}_7 can, because they supply "nascent oxygen" that keeps attacking the remaining α–H\alpha\text{–H} on the aldehyde. The choice of oxidant, not the alcohol, decides whether you land on the aldehyde or the acid.

Trick two — remove the extra hydrogen so over-reaction is structurally impossible. A ketone carbon has no hydrogen attached once it is formed, so there is nothing left for any oxidant, mild or strong, to remove. This is why acidic K2Cr2O7\text{K}_2\text{Cr}_2\text{O}_7 — normally too harsh for a primary-alcohol-to-aldehyde conversion — is perfectly fine for oxidising a secondary alcohol to a ketone: the reaction has nowhere further to go.

Trick three — deliberately cripple the catalyst. In the Rosenmund reduction, plain palladium would reduce the acid chloride all the way to the primary alcohol (two additions of H2\text{H}_2). Precipitating BaSO4\text{BaSO}_4 onto the palladium surface blocks enough active sites that the catalyst can just barely manage the first, easier reduction (acid chloride to aldehyde) but not the second, harder one (aldehyde to alcohol). This "poisoned catalyst" idea — using a partially deactivated catalyst to stop a reduction halfway — reappears elsewhere in organic chemistry (for example, Lindlar's catalyst for alkynes) and is worth remembering as a general strategy, not just a fact about Rosenmund's method.

Worked example

Extend the Pass-1 case: starting from propan-1-ol, show both what PCC gives and what excess acidic KMnO4\text{KMnO}_4 would give instead, and separately confirm why propan-2-ol cannot be pushed past acetone.

Step 1. Propan-1-ol, CH3CH2CH2OH\text{CH}_3\text{CH}_2\text{CH}_2\text{OH}, is primary. With PCC it stops cleanly at the aldehyde: CH3CH2CH2OH→PCCCH3CH2CHO\text{CH}_3\text{CH}_2\text{CH}_2\text{OH} \xrightarrow{\text{PCC}} \text{CH}_3\text{CH}_2\text{CHO} (propanal).

Step 2. The same alcohol treated with excess hot acidic KMnO4\text{KMnO}_4 does not stop at propanal. Because propanal still has an α–H\alpha\text{–H}, the strong oxidant removes it and inserts oxygen: CH3CH2CH2OH→KMnO4H+CH3CH2COOH\text{CH}_3\text{CH}_2\text{CH}_2\text{OH} \xrightarrow[\text{KMnO}_4]{\text{H}^+} \text{CH}_3\text{CH}_2\text{COOH} (propanoic acid). This confirms the Pass-1 result that PCC, not acidic KMnO4\text{KMnO}_4, is the correct choice whenever the target is the aldehyde.

Step 3. Now take propan-2-ol, (CH3)2CHOH(\text{CH}_3)_2\text{CHOH}, a secondary alcohol, and treat it with the same strong oxidant, acidic K2Cr2O7\text{K}_2\text{Cr}_2\text{O}_7: (CH3)2CHOH→acidicK2Cr2O7(CH3)2C=O(\text{CH}_3)_2\text{CHOH} \xrightarrow[\text{acidic}]{\text{K}_2\text{Cr}_2\text{O}_7} (\text{CH}_3)_2\text{C=O} (acetone). Even though this oxidant is "strong," the product acetone has no hydrogen on its carbonyl carbon, so there is no further reaction possible — acetone is the final answer regardless of how strong or how much excess oxidant is used, unlike the primary-alcohol case in Steps 1–2 where the choice of oxidant changed the product entirely.

Common traps

  • Assuming any oxidant will do for a primary-alcohol-to-aldehyde conversion — only mild, non-aqueous oxidants like PCC stop at the aldehyde; acidic KMnO4\text{KMnO}_4/K2Cr2O7\text{K}_2\text{Cr}_2\text{O}_7 push through to the acid.
  • Thinking ketones resist over-oxidation because they are "unreactive" — the real reason is structural: no α\alpha-hydrogen remains on the carbonyl carbon to remove.
  • Forgetting that tertiary alcohols dehydrate (lose water, form an alkene) rather than dehydrogenate over hot copper, since they have no α\alpha-hydrogen to pair with the O–H\text{O–H} hydrogen.
  • Mixing up which reagent poisons the Rosenmund catalyst — it is BaSO4\text{BaSO}_4 on Pd, and using unpoisoned Pd would over-reduce the acid chloride to the alcohol.
  • Treating Friedel-Crafts alkylation and acylation as interchangeable for making aryl ketones — only acylation (acid chloride/anhydride plus AlCl3\text{AlCl}_3) gives the ketone directly; alkylation risks rearrangement and over-alkylation instead.

Ask the tutor: not sure which oxidising agent or route fits a given starting alcohol, acid chloride, nitrile or arene — ask the AI tutor to walk through your specific structure step by step.

Why can PCC stop at the aldehyde but KMnO4 cannot?

PCC is a mild, non-aqueous chromium(VI) reagent that removes exactly two hydrogens from the alcohol — one from the O-H, one from the alpha-carbon — to form the C=O bond, and it has no further oxidising pathway available to attack the aldehyde. Acidic KMnO4 and K2Cr2O7 are much stronger, water-based oxidants that supply nascent oxygen; since the aldehyde still carries an alpha-hydrogen, they keep oxidising it all the way to the carboxylic acid. The rule of thumb: whenever the aldehyde itself is the target product from a primary alcohol, choose a mild non-aqueous oxidant like PCC, never a strong aqueous one.

Why does Friedel-Crafts acylation work for aryl ketones when alkylation does not?

Friedel-Crafts acylation reacts an acid chloride or anhydride with AlCl3 to generate a stabilised acylium ion, CH3CO+, which attacks the ring only once — the resulting ketone is deactivating, so the ring will not react a second time, and no skeletal rearrangement is possible because the acylium ion cannot lose CO to rearrange in the way a carbocation can. Friedel-Crafts alkylation, by contrast, generates a simple carbocation that can rearrange to a more stable isomer and that leaves an activated ring behind, inviting further alkylation. So acylation is the clean, controlled route to an aryl ketone; alkylation is unpredictable and is not used for this purpose.

If a Grignard reagent reacts twice with an ester, how does an ester ever give a ketone?

Strictly, an unprotected ester reacting with excess Grignard reagent does go all the way to a tertiary alcohol, because the ketone formed after the first addition is even more electrophilic than the original ester and reacts readily with a second equivalent. CBSE presents the ketone as the product of ester plus Grignard as a simplified teaching case, implicitly assuming the Grignard reagent is limited to roughly one equivalent and the reaction is worked up carefully; treat it as the syllabus's standard answer for this reaction type, while knowing that real laboratory practice needs deliberate control to stop at the ketone stage.

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Where this leads